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FLX Names Head of Legal & Compliance, Adds to Client Teams

04.21.21

Continues to Invest and Build as Clients, Services Expand

BERNARDSVILLE, NJ, APRIL 21, 2021 — FLX Distribution — the Resource and Asset Management Platform (RAMP) revolutionizing the distribution experience among asset managers, wealth managers, and advisors – today announced that it has appointed Josh Eihausen as Managing Director and Head of Legal & Compliance and is expanding its team of client facing professionals.

“FLX continues to invest in our business as clients continue to seek us out for the innovation and efficiencies we bring to asset management distribution and for the many services and solutions that comprise the integrated FLX model,” said Brian Moran, FLX Founder and Chief Executive Officer. “We welcome the newest members of the FLX team.”

In just over a year since its founding, FLX Distribution has grown to 36 professionals, established itself as the industry’s first RAMP, and as the leading, award-wining, most innovative independent distributor of asset management services nationwide. To date, FLX has signed to its platform 21 asset managers representing $32 billion in combined assets under management. In addition, FLX has attracted hundreds of independent, experienced distribution professionals to its community as it brings flexibility, fresh perspective, and Distribution at a Reasonable Price to the marketplace. The FLX platform offers integrated services to its clients including media resources, distribution solutions, corporate strategy, and business services.

Josh Eihausen, Managing Director – Head of Legal & Compliance
Josh has been named to Managing Director – Head of Legal & Compliance at FLX. Josh starts today and reports to the CEO. Josh comes to FLX from ALPS Fund Services where he served
in various legal and compliance capacities from 2007 – 2021, most recently serving as Deputy Chief Compliance Officer overseeing the intermediary operations of ALPS’ broker/dealers.

He previously served as counsel to ALPS’ broker/dealer entities: ALPS Distributors, Inc. and ALPS Portfolio Solutions Distributor, Inc. In this capacity, he provided distribution and
compliance services to mutual fund, private investment fund, and exchange-traded product clients and was also responsible for the drafting and reviewing of investment company
agreements, including broker-dealer selling, authorized participant, and distribution services agreements for ALPS’ clients.

Josh received his J.D. and Certificate in Corporate and Commercial Law from the University of Denver Sturm College of Law. He received his Bachelor of Science in Business Administration with an emphasis in Corporate Finance from Colorado State University. Josh is a member of Colorado Bar and holds Series 6, 7, and 24 registrations.

Three Added to Client Team

FLX also named three to newly created, client-facing roles at the company, effective immediately:

  • Erica Dostoler is Director, Head of Investment Product Marketing. Erica has more than a decade of investment industry experience. Most recently, she served as Director of Membership at the Defined Contribution Institutional Investment Association (DCIIA), where she was responsible for membership growth and member engagement. Previously, Erica was Vice President, Marketing Manager, at Neuberger Berman, where she led the firm’s Defined Contribution marketing efforts, and prior to that held several marketing positions at Allianz Global Investors. Erica holds a BS in Business Administration from Fordham University.
  • Scott Mansfield is Portfolio Consulting Director – RIA Specialist representing FLX in the greater northeast bringing valuable perspective to RIAs in the areas of practice management, asset allocation, and portfolio construction. Scott brings more than three decades of financial services industry experience to FLX, most recently as a Vice President, Senior Advisor Consultant at Franklin Templeton. Scott earned a Bachelor of Arts in Economics from the University of Connecticut.
  • Caroline DuRant is an Associate at FLX Media, a video content creation service of FLX Distribution. Caroline brings nearly 15 years of brand marketing and public relations experience to FLX. Prior to joining the firm, Caroline served as Senior Vice President of the NYC headquarters office of public relations agency Lou Hammond Group, overseeing premium accounts in the luxury travel and real estate sectors. Previously, she held positions in both corporate and start-up environments ranging from Time Inc. to Goop, with responsibilities including brand development, account management, and integrated marketing. Caroline holds a BA from Vanderbilt University.

About FLX Distribution
Launched in December 2019, FLX Distribution is revolutionizing the distribution experience among asset managers, wealth managers, and advisors. We provide a technology platform — known as a Resource and Asset Management Platform (RAMP) — that delivers unmatched scale, flexibility, and access to a modular and on-demand experience.

The FLX Distribution technology platform simultaneously empowers asset managers and distribution professionals to drive results and retain optionality. Powered by a combination of proprietary tech developments, and a stack of leading software providers, we have created a seamless exchange providing access to media resources, distribution solutions, corporate strategy, and business services.

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